288: Referral absent

Denial Occurrence:
  • This denial occurs when the referral is missing.
  • Referral number can be found on Box# 23 on the CMS1500 form or Locator# 63 on the the UB04 form.
  • A referral is provided by a PCP (Primary care physician) / Referring provider to the patient when he/she refers the patient to the specialist.
  • For example, when a patient visits a doctor for a routine check-up and a doctor finds symptoms of skin diseases and advises the patient to visit a skin specialist. In that case doctor is considered a PCP / Referring provider and he/she provides a referral to the patient to visit a skin specialist.
  • In the HMO or POS plan, it is necessary to visit the PCP. So, a referral is required.
  • In the PPO or EPO plan, it is not necessary to visit the PCP. So, a referral is not required.

On Call Scenario:

                                                  Claim denied as referral is absent or missing
                                                                                ↓
                                                             May I get the denial date?
                                                                                ↓
                                         What plan does patient has? (HMO, PPO, EPO, POS)
                                      ↙                          ↙                          ↘                           ↘
                                  ↙                           ↙                                ↘                           ↘
                            HMO                      POS                              PPO                        EPO
                                ↘                          ↙                                       ↘                          ↙
                                    ↘                  ↙                                                ↘                 ↙
                              Check in system if                                      Could you please send claim
                             referral# is available                                    back for reprocessing since
                         ↙                                      ↘                               patient plan does not require
                    Yes                                           No                                          referral#?
                 ↙                                                  ↓                                                 ↓
I have the referral#, can          Do you have referral# on file?        What is the turn around
 you please reprocess              OR Is there any hospital claim                     time?
   the claim using it?                  billed on same DOS where                           ↓
               ↓                                         referral# present?                  May I have the claim#
What is the turn around      (The above highlighted question              & call ref#?
            time?                                is only applicable for
                                              non-hospital billing claims)
May I have the claim#               ↙                                  ↘
      & call ref#?                      Yes                                     No
                                                                                         
                                 Could you please use          What is the Fax# or
                                same referral# & send           mailing address to
                                      claim back for                   send an appeal?
                                      reprocessing?                               
                                                                          How much is the time
                              What is the turn around                    limit?
                                              time?                                    
                                                                         May I have the claim#
                                May I have the claim#              & call ref#?
                                        & call ref#?

Important Notes & Actions:
  • Please take action as per your process update. Below actions can be different from your process update.
  • If the patient plan is HMO or POS and referral is available in the system and the rep agrees to reprocess the claim then set the follow-up for the TAT provided by the rep.
  • If the patient plan is HMO or POS and the referral is not available in the system but the rep finds the referral on his/her system or on the hospital claim and agrees to reprocess the claim then set the follow-up for the TAT provided by the rep.
  • If the patient plan is HMO or POS and the referral is not available in the system and the rep does not find the referral on his/her system or on the hospital claim then you can either send an appeal or write off the claim. Please work as per your client's instructions.
  • If the patient plan is PPO or EPO and the rep agrees to reprocess the claim then set the follow-up for the TAT provided by the rep.
  • Click here to go to Quiz
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19 comments:

  1. This is very informative.

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  2. Very informative and easy to understand.

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  3. Do we need to get pcp information from rep when referral is not provied or we need to call to pcp to get the referral?

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    Replies
    1. PCP information is already available in the claim form and please check in the system or the document available for the patient. You may find referral there and if it is not available then do not directly make a call to PCP. Follow the instructions of your client.

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  4. it's helpful to complete claims

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  5. Where we can find referral number in CMS-1500

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  6. Where we can find referral number in cms-1500

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  7. If we have referral in hour system but number of visits have expired and Dos is falling between the date range,what will ask to rep?

    ReplyDelete
    Replies
    1. If the denial is the number of visits expired then you can follow the below scenario,

      https://www.arlearningonline.com/2022/06/151-payment-adjusted-because-payer.html

      If the denial is for referral absent and you have the referral in the file but the number of visits covered under the referral is expired then validate it. Ask for the number of visits covered under the referral and if that is already covered or not excluding this claim. If it is not covered then you can ask to reprocess the claim and if it is covered then you can consider it as no referral on file and ask for appeal details.

      Delete
  8. Could you please clarify the confusion around the denial patient plan do require a referral there is no referral on file we received a denial do we need to bill patient as patient didn't take approval from his pcp or its providers responsibility to obtain referrals for certain patients with hmo plans before rendering services so do we need to appeal the claim?

    ReplyDelete
    Replies
    1. The HMO plan does require a referral number. So, when a patient visits a specialist after PCP, then it's providers responsibility to confirm all the details during the Eligibility and Benefit Verification step.

      You can still ask a patient if he/she has the referral number and use the same referral number. But, if it is not available to patient then you can try to get payment by sending an appeal.

      Delete